€300,00
Broker Preparation course SIE
Thorsten Schuell will assist you in taking the Broker Preparation course SIE and the exam which is designed for prospective securities industry professionals. The SIE is an introductory-level exam that assesses a candidate’s knowledge of basic securities industry information.
The SIE is perfect for students and candidates who want to demonstrate basic industry knowledge to future employers, however, the exam is available to anyone aged 18 or above. Sponsorship from a firm is not required to take the SIE, therefore after completion results are valid for four years.
In order to become registered to work within a securities company, an individual must pass the SIE and a qualification exam appropriate for the type of business the individual will engage in. The individual must be associated with a member firm to take a qualification exam. Passing the SIE alone does not qualify an individual for registration with a FINRA member firm or to engage in the securities business.
Benefits
Next courses:
Broker Preparatory Course Series 3 USA American Broker Examination (FINRA)
Broker Preparatory Course Series 7 USA American Broker Examination (FINRA)
